SANDGLASS CAPITAL MANAGEMENT – investment adviser, $201M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$201,037,000	100.0%

Filing source

Form ADV 1295317 · Mar 29, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SANDGLASS OPPORTUNITY FUND L.P.Hedge Fund · Last reported Mar 29, 2019$201MGross asset value

Feeder funds

SANDGLASS OPPORTUNITY FEEDER FUND (CAYMAN) LTD.
SANDGLASS OPPORTUNITY FEEDER FUND (CAYMAN) LTD.
SANDGLASS OPPORTUNITY FEEDER FUND (US) L.P.
SANDGLASS OPPORTUNITY FUND FEEDER (US) L.P.

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LTD CAMANA BAY, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer CAPLINK SECURITIES, INC HERMOSA BEACH, California, United States Related to adviser: No

Marketer OCP CAPITAL, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker DEUTSCHE BANK AG LONDON, United Kingdom

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1323

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

CAPLINK SECURITIES, INC
CRD 130702 · SEC 8-66379

OCP CAPITAL, LLC
CRD 143381 · SEC 8-67556

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source

Fund ID: 805-4837228261
Reported beneficial owners: 37
Minimum commitment: $1M
Form D file number: 021-291429
Form D file number: 021-291430
Form D file number: 021-291433

Form ADV 1295317 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SANDGLASS PETRUS OPPORTUNITY FUND, L.P.Hedge Fund · Last reported Mar 29, 2019$0Gross asset value

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LTD CAMANA BAY, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Prime broker DEUTSCHE BANK AG LONDON, United Kingdom

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

Fund details & source

Fund ID: 805-6221962049
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 1295317 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

27 WEST 24TH STREET, SUITE 805
NEW YORK, NY, 10010, United States

CRD 167325

Filing source

Form ADV 1295317 · Mar 29, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.