SAND GROVE CAPITAL MANAGEMENT – investment adviser, $3.02B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	11	$3,022,967,243	100.0%

Filing source

Form ADV 1791126 · Oct 2, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SAND GROVE OPPORTUNITIES MASTER FUND LTDHedge Fund · Last reported Jun 26, 2020$2.57BGross asset value

Feeder funds

SAND GROVE OPPORTUNITIES FUND LP
SAND GROVE OPPORTUNITIES FUND LTD

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker HSBC BANK PLC LONDON, United Kingdom

Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

CITIGROUP GLOBAL MARKETS LIMITED
LEI XKZZ2JZF41MRHTR1V49

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

HSBC BANK PLC
LEI MP6I5ZYZBEU3UXPYFY5

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

Fund details & source

Fund ID: 805-1973305476
Reported beneficial owners: 75
Minimum commitment: $5M
Form D file number: 021-265720
Form D file number: 021-316644

Form ADV 1424052 · Jun 26, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAND GROVE TACTICAL FUND LPHedge Fund · Last reported Jun 26, 2020$275MGross asset value