Investment adviser · CRD 138046

SAN JUAN ASSET MANAGEMENT, INC.

Investment adviser filing (IA)

SAN JUAN, PR, United States · Form ADV filed Apr 2, 2019

Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Banks & thriftsFewer than 5$0Not reported
Filing source

Form ADV 1294284 · Apr 2, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GLOBAL OPPORTUNITIES CAPITAL APPRECIATION FUND, LLCOther Private Fund · Last reported Mar 8, 2017$2MGross asset value
Fund administrator GEMINI FUND SERVICES LLC OMAHA, Nebraska, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KEVANE GRANT THORNTON LLP SAN JUAN, Puerto Rico, United States
Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No
Custodian SANTANDER SECURITIES LLC SAN JUAN, Puerto Rico, United States Related to adviser: No
Prime broker MAXIM GROUP LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

SANTANDER SECURITIES LLC
SEC 8-49571

MAXIM GROUP LLC
CRD 120708 · SEC 8-65337

Fund details & source
Fund ID
805-6949121950
Reported beneficial owners
6
Minimum commitment
$5K

Form ADV 1084763 · Mar 8, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 2, 2019. View historical filings

Reported services

Individual portfolio management · Business portfolio management

Compensation

Percentage of assets

Principal office

221 JUAN PONCE DE LEON AVENUE #1101
SAN JUAN, PR, 00917, United States

CRD 138046

Filing source

Form ADV 1294284 · Apr 2, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.