Investment adviser · CRD 304725

SALUDA GRADE ASSET MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jun 22, 2026

Regulatory AUM: $5.83B
Client accounts: 17
Employees: 51
Advisory professionals: 19

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	15	$4,696,332,643	80.6%
Insurance companies	Fewer than 5	$836,255,655	14.4%
Banks & thrifts	Fewer than 5	$294,123,504	5.0%

Filing source

Form ADV 2114552 · Jun 22, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SALUDA GRADE TACTICAL CREDIT HOLDINGS LLCHedge Fund · Last reported Jun 22, 2026$2.24BGross asset value

Form D fundraising filings

Saluda Grade Tactical Credit Holdings LLC

Feeder funds

SALUDA GRADE TACTICAL CREDIT FUND LTD.

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian NEXBANK DALLAS, Texas, United States Related to adviser: No

Custodian R.J. O'BRIEN & ASSOCIATES, LLC CHICAGO, Illinois, United States Related to adviser: No

Custodian TEXAS CAPITAL BANK DALLAS, Texas, United States Related to adviser: No

Custodian US BANK CINCINNATI, Ohio, United States Related to adviser: No

Custodian WILMINGTON TRUST WILMINGTON, Delaware, United States Related to adviser: No

Custodian WSFS BANK WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

JPMORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

R.J. O'BRIEN & ASSOCIATES, LLC
LEI WOPZ3KWZW5JSJMG3U094

TEXAS CAPITAL BANK
LEI 38PG5GG0OEQK4QMSKE59

US BANK
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-2294034439
Reported beneficial owners: 3
Minimum commitment: $500K
Form D file number: 021-526447

Form ADV 2114552 · Jun 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SALUDA GRADE OPPORTUNITIES FUND LPHedge Fund · Last reported Jun 22, 2026$633MGross asset value

Form D fundraising filings

SALUDA GRADE OPPORTUNITIES FUND LP

Fund administrator SUNTERA FUND SERVICES SHORT HILLS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY US, LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian US BANK CINCINNATI, Ohio, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BAKER TILLY US, LLP
PCAOB 23

JPMORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

US BANK
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-9261101297
Reported beneficial owners: 6
Minimum commitment: $250K
Form D file number: 021-365826

Form ADV 2114552 · Jun 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SALUDA GRADE INCOME MASTER FUND LTDHedge Fund · Last reported Jun 22, 2026$536MGross asset value

Feeder funds

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator US BANK GLOBAL FUND SERVICES (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GEORGE TOWN, Cayman Islands

Custodian IDAHO FIRST BANK MCCALL, Idaho, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian R.J O'BRIEN & ASSOCIATES, LLC CHICAGO, Illinois, United States Related to adviser: No

Custodian US BANK CINCINNATI, Ohio, United States Related to adviser: No

Custodian WILMINGTON TRUST WILMINGTON, Delaware, United States Related to adviser: No

Custodian WSFS BANK WILMINGTON, Delaware, United States Related to adviser: No

Marketer SOLING PARTNERS DUBAI, United Arab Emirates Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

IDAHO FIRST BANK
LEI 549300SQ82MLLWN3PD61

JPMORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

R.J O'BRIEN & ASSOCIATES, LLC
LEI WOPZ3KWZW5JSJMG3U094

US BANK
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-6969631564
Reported beneficial owners: 7
Minimum commitment: $1M
Form D file number: 021-511494
Form D file number: 021-515805

Form ADV 2114552 · Jun 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SG RANCH FUND LPOther Private Fund · Last reported Jun 22, 2026$138MGross asset value

Fund administrator SUNTERA FUND SERVICES SHORT HILLS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY US, LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BAKER TILLY US, LLP
PCAOB 23

JPMORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-8910224363
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2114552 · Jun 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SALUDA GRADE ALTERNATIVE LENDING & FINTECH GROWTH FUND III LPVenture Capital Fund · Last reported Jun 22, 2026$108MGross asset value

Form D fundraising filings

Saluda Grade Alternative Lending & Fintech Growth Fund III LP

Fund administrator CARTA INVESTOR SERVICES, INC. PALO ALTO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY US, LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BAKER TILLY US, LLP
PCAOB 23

JPMORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-2510870783
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-525817

Form ADV 2114552 · Jun 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SALUDA GRADE ALTERNATIVE LENDING & FINTECH GROWTH FUND I LPVenture Capital Fund · Last reported Jun 22, 2026$61.4MGross asset value

Form D fundraising filings

Saluda Grade Alternative Lending & Fintech Growth Fund I LP

Fund administrator CARTA INVESTOR SERVICES, INC. PALO ALTO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY US, LLP NEW YORK, New York, United States

Custodian EQUINITI TRUST COMPANY NEWARK, New Jersey, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BAKER TILLY US, LLP
PCAOB 23

EQUINITI TRUST COMPANY
LEI 254900TS5EWP83BEOU02

JPMORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-9876142116
Reported beneficial owners: 71
Minimum commitment: $250K
Form D file number: 021-340318

Form ADV 2114552 · Jun 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SALUDA GRADE ALTERNATIVE LENDING & FINTECH GROWTH FUND II LPVenture Capital Fund · Last reported Jun 22, 2026$23.5MGross asset value

Form D fundraising filings

Saluda Grade Alternative Lending & Fintech Growth Fund II LP

Fund administrator CARTA INVESTOR SERVICES, INC. PALO ALTA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY US, LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BAKER TILLY US, LLP
PCAOB 23

JPMORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-2567760527
Reported beneficial owners: 39
Minimum commitment: $500K
Form D file number: 021-427257

Form ADV 2114552 · Jun 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 22, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

5 BRYANT PARK, FLOOR 23
NEW YORK, NY, 10018, United States

CRD 304725

Filing source

Form ADV 2114552 · Jun 22, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.