Investment adviser · CRD 124235

SALI FUND SERVICES

SALI FUND MANAGEMENT, LLC

AUSTIN, TX, United States · Form ADV filed Mar 28, 2025

Regulatory AUM: $33.7B
Client accounts: 255
Employees: 64
Advisory professionals: 5

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$17,415,942,051	49	Mar 22, 2022
2022	$18,775,415,010	53	Mar 29, 2023
2023	$23,884,684,848	55	Mar 29, 2024
2024	$33,713,938,071	64	Mar 28, 2025

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	194	$33,303,613,408	98.8%
Insurance companies	5	$410,324,663	1.2%

Filing source

Form ADV 1939136 · Mar 28, 2025 · Item 5.D

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

198 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

MAIN MANAGEMENT INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$25.7MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Main Management Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P.

Fund administrator ESSENTIAL FUND SERVICES LLC TARRYTOWN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes Other funds reporting this name →

Auditor RICHEY, MAY & CO., LLP ENGLEWOOD, Colorado, United States Other funds reporting this name →

Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No Other funds reporting this name →

Custodian COWEN PRIME SERVICES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY, MAY & CO., LLP
PCAOB 673

BTIG, LLC
SEC 8-65473

CHARLES SCHWAB & CO., INC.
SEC 8-16514

COWEN PRIME SERVICES LLC
SEC 8-68531

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Fund details & source

Fund ID: 805-9342255496
Reported beneficial owners: 2
Minimum commitment: $500K
Form D file number: 021-539195

Form ADV 1939136 · Mar 28, 2025 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

LCG LAND DEVELOPMENT 2 INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND XIII, L.P.Real Estate Fund$24.9MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

LCG Land Development 2 Insurance Dedicated Fund Series Interests of the SALI Multi-Series Fund XIII, L.P.

Fund administrator HEDGESERV (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor BDO USA LLP CHICAGO, Illinois, United States Other funds reporting this name →

Custodian FROST BANK SAN ANTONIO, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA LLP
PCAOB 243

Fund details & source

Fund ID: 805-3194892958
Reported beneficial owners: 1
Minimum commitment: $5M
Form D file number: 021-537116

Form ADV 1939136 · Mar 28, 2025 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SB DIVERSIFIED ASSET FUND V SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$24.5MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

SB Diversified Asset Fund V Series Interests of the SALI Multi-Series Fund, L.P.

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor WITHUMSMITH&BROWN PRINCETON, New Jersey, United States Other funds reporting this name →

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Custodian WELLS FARGO BANK, N.A. SAN FRANSISCO, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH&BROWN
PCAOB 100

CHARLES SCHWAB & CO., INC.
SEC 8-16514

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-8537292710
Reported beneficial owners: 4
Minimum commitment: $5M
Form D file number: 021-537352

Form ADV 1939136 · Mar 28, 2025 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HUDSON BAY INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND V, L.P.Hedge Fund$24.4MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Hudson Bay Insurance Dedicated Fund Series Interests of the SALI Multi-Series Fund V, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS, LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian FROST BANK SAN ANTONIO, Texas, United States Related to adviser: No Other funds reporting this name →

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source

Fund ID: 805-1615422999
Reported beneficial owners: 3
Minimum commitment: $5M
Form D file number: 021-535824

Form ADV 1939136 · Mar 28, 2025 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

FORESTER INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Hedge Fund$23.7MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Forester Insurance Fund Series Interests of the SALI Multi-Series Fund, LP

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG, LLP DALLAS, Texas, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer M HOLDINGS SECURITIES, INC. PORTLAND, Oregon, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG, LLP
PCAOB 42

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

M HOLDINGS SECURITIES, INC.
CRD 43285 · SEC 801-57304

Fund details & source

Fund ID: 805-5003438845
Reported beneficial owners: 5
Minimum commitment: $2M
Form D file number: 021-539224

Form ADV 1939136 · Mar 28, 2025 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

KALEIDOSCOPE INSURANCE DEDICATED FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND V, L.P.Hedge Fund$22.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Kaleidoscope Insurance Dedicated Fund Series Interests of the SALI Multi-Series Fund V, L.P.

Fund administrator ESSENTIAL FUND SERVICES LLC TARRYTOWN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes Other funds reporting this name →

Auditor RICHEY, MAY & CO., LLP ENGLEWOOD, Colorado, United States Other funds reporting this name →

Custodian BMO HARRIS FINANCIAL ADVISORS, INC. CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Custodian FROST BANK SAN ANTONIO, Texas, United States Related to adviser: No Other funds reporting this name →

Prime broker BMO HARRIS FINANCIAL ADVISORS, INC. CHICAGO, Illinois, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY, MAY & CO., LLP
PCAOB 673

BMO HARRIS FINANCIAL ADVISORS, INC.
SEC 8-67064

BMO HARRIS FINANCIAL ADVISORS, INC.
CRD 137115 · SEC 8-67064

Fund details & source

Fund ID: 805-1089143035
Reported beneficial owners: 1
Minimum commitment: $25M
Form D file number: 021-536642

Form ADV 1939136 · Mar 28, 2025 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SB DIVERSIFIED ASSET FUND XI SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Other Private Fund$21.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

SB Diversified Asset Fund XI Series Interests of the SALI Multi-Series Fund, L.P.

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor WITHUM, SMITH & BROWN PRINCETON, New Jersey, United States Other funds reporting this name →

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Custodian WELLS FARGO BANK, N.A. SAN FRANSISCO, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUM, SMITH & BROWN
PCAOB 100

CHARLES SCHWAB & CO., INC.
SEC 8-16514

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-9810063658
Reported beneficial owners: 2
Minimum commitment: $5M
Form D file number: 021-533602

Form ADV 1939136 · Mar 28, 2025 · Schedule D 7.B.(1)

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Feb 7, 2025 · previous imported filing

Regulatory AUM$23,884,684,848 → $33,713,938,071
Client accounts165 → 255
Employees55 → 64

Filing source

Form ADV 1939136 · Mar 28, 2025 · Items 1 & 5

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $33.7B
Non-discretionary: $0

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

6850 AUSTIN CENTER BLVD., SUITE 300
AUSTIN, TX, 78731, United States

CRD 124235

Filing source

Form ADV 1939136 · Mar 28, 2025 · Items 1 & 5

Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.