Investment adviser · CRD 124235
SALI FUND SERVICES
SALI FUND MANAGEMENT, LLC
AUSTIN, TX, United States · Form ADV filed Nov 2, 2021
- Regulatory AUM
- $15.9B Form ADV · Item 5.F
- Client accounts
- 131 Accounts, not individual clients
- Employees
- 48 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 131 | $15,933,229,303 | 100.0% |
Filing source
Form ADV 1575049 · Nov 2, 2021 · Item 5.D
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
DUNN INSURANCE FUND SERIES OF THE SALI MULTI-SERIES FUND V, LPHedge Fund$29MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PERSHING LLC
SEC 8-17574 · LEI ZI8Q1A8EI8LQFJNM0D94
R.J. O'BRIEN & ASSOCIATES, LLC
LEI WOPZ3KWZW5JSJMG3U094
RAND FINANCIAL SERVICES, INC.
LEI 549300XVZ2CZ1DOX1A54
Fund details & source
- Fund ID
- 805-3319548689
- Reported beneficial owners
- 1
- Minimum commitment
- $100K
- Form D file number
- 021-282351
Form ADV 1575049 · Nov 2, 2021 · Schedule D 7.B.(1)
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1575049 · Nov 2, 2021 · Items 1 & 5
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $15.9B
- Non-discretionary
- $0
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Pooled investment vehicle management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
6850 AUSTIN CENTER BLVD., SUITE 300AUSTIN, TX, 78731, United States
CRD 124235
Filing source
Form ADV 1575049 · Nov 2, 2021 · Items 1 & 5
Reported by SALI FUND MANAGEMENT, LLC (CRD 124235).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.