Investment adviser · CRD 161723

SAINTS CAPITAL

Investment adviser filing (IA)

SAINTS CAPITAL SERVICES, LLC

· Form ADV filed Mar 30, 2026

Regulatory AUM
$659M
Form ADV · Item 5.F
Client accounts
10
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles10$659,303,529100.0%
Filing source

Form ADV 2060032 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

26 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

KHS DESKTOP METAL LLCVenture Capital Fund · Last reported Mar 29, 2022$0Gross asset value
Auditor PLANTE MORAN, PLLC DENVER, Colorado, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY PRIVATE WEALTH MANAGEMENT SAN FRANCISCO, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE MORAN, PLLC
PCAOB 166

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-5822463651
Reported beneficial owners
2
Minimum commitment
$2M

Form ADV 1625994 · Mar 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAINTS CAPITAL BELVEDERE, L.P.Venture Capital Fund · Last reported Mar 29, 2016$0Gross asset value
Auditor BDO USA, LLP SAN FRANCISCO, California, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-8262065498
Reported beneficial owners
4
Minimum commitment
$1M
Form D file number
021-84857

Form ADV 992957 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAINTS CAPITAL CHAMONIX, L.P.Private Equity Fund · Last reported Mar 26, 2018$0Gross asset value
Auditor EKS&H LLLP DENVER, Colorado, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

EKS&H LLLP
PCAOB 656

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-9960631056
Reported beneficial owners
0
Minimum commitment
$0
Form D file number
021-92362

Form ADV 1179848 · Mar 26, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAINTS CAPITAL DAKOTA, L.P.Private Equity Fund · Last reported Dec 20, 2023$0Gross asset value
Auditor PLANTE MORAN, PLLC DENVER, Colorado, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE MORAN, PLLC
PCAOB 166

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-4983064270
Reported beneficial owners
0
Minimum commitment
$0
Form D file number
021-115872

Form ADV 1806551 · Dec 20, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAINTS CAPITAL FALCON, L.P.Venture Capital Fund · Last reported Mar 23, 2020$0Gross asset value
Auditor PLANTE MORAN, PLLC DENVER, Colorado, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE MORAN, PLLC
PCAOB 166

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-7117516583
Reported beneficial owners
0
Minimum commitment
$0
Form D file number
021-124414

Form ADV 1388980 · Mar 23, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAINTS CAPITAL GRANITE, L.P.Venture Capital Fund · Last reported Dec 20, 2023$0Gross asset value

Form D fundraising filings

SAINTS CAPITAL GRANITE, L.P.

Auditor PLANTE MORAN, PLLC DENVER, Colorado, United States
Custodian FIRST REPUBLIC BANK MENLO PARK, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE MORAN, PLLC
PCAOB 166

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-5657380248
Reported beneficial owners
0
Minimum commitment
$0
Form D file number
021-159477

Form ADV 1806551 · Dec 20, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAINTS CAPITAL III, L.P.Venture Capital Fund · Last reported Mar 27, 2013$0Gross asset value
Auditor BDO USA, LLP SAN FRANCISCO, California, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-2936257203
Reported beneficial owners
5
Minimum commitment
$1M

Form ADV 721515 · Mar 27, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

CRD 161723

Filing source

Form ADV 2060032 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.