Investment adviser · CRD 133763

SAGEPOINT FINANCIAL, INC.

Investment adviser filing (IA)

PHOENIX, AZ, United States · Form ADV filed Sep 18, 2023

Regulatory AUM: $16.5B
Client accounts: 86,848
Employees: 3,563
Advisory professionals: 967

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	51,083	$9,457,289,320	57.4%
High-net-worth individuals	5,993	$6,471,197,673	39.3%
Corporations & businesses	359	$360,666,399	2.2%
Retirement plans	145	$103,527,477	0.6%
Charities	113	$70,893,827	0.4%
Government entities	Fewer than 5	$15,131,089	0.1%
Pooled investment vehicles	1	$201,955	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 1788170 · Sep 18, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Sep 18, 2023. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

20 E. THOMAS ROAD, SUITE 2000
PHOENIX, AZ, 85012, United States

CRD 133763

Filing source

Form ADV 1788170 · Sep 18, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.