Investment adviser · CRD 104740
SAFFORD NICHOLAS H & CO INC
Investment adviser filing (IA)
ROCKPORT, MA, United States · Form ADV filed Mar 30, 2026
- Regulatory AUM
- $1.8B Form ADV · Item 5.F
- Client accounts
- 155 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 136 | $1,788,200,366 | 99.6% |
| Individuals | 19 | $7,404,150 | 0.4% |
| Charities | Fewer than 5 | Not reported | Not reported |
| Other investment advisers | Fewer than 5 | Not reported | Not reported |
| Corporations & businesses | Fewer than 5 | Not reported | Not reported |
Filing source
Form ADV 2069430 · Mar 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 30, 2026. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets · Fixed
Principal office
9 CLEAVES STREETROCKPORT, MA, 01966-1520, United States
CRD 104740
Filing source
Form ADV 2069430 · Mar 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.