Investment adviser · CRD 140184

SAFEGUARD FINANCIAL AND INSURANCE SERVICES

Investment adviser filing (IA)

· Form ADV filed Mar 29, 2012

Regulatory AUM
$29.2M
Form ADV · Item 5.F
Client accounts
190
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 29, 2012. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Hourly · Fixed

Principal office

CRD 140184

Filing source

Form ADV 631689 · Mar 29, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.