Investment adviser · CRD 298487

SADDLE POINT MANAGEMENT, L.P.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed May 20, 2022

Regulatory AUM: $1.95M
Client accounts: 1
Employees: 6
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$1,953,244	100.0%
Other clients	4	Not reported	Not reported

Filing source

Form ADV 1653074 · May 20, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OPTIMA VALUE HOLDINGS, L.P. - DIVERSIFIEDHedge Fund · Last reported May 20, 2022$1.95MGross asset value

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian AXOS BANK SAN DIEGO, California, United States Related to adviser: No

Custodian TD PRIME SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker TD PRIME SERVICES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

AXOS BANK
LEI 2549009XZAG1P20YAJ63

TD PRIME SERVICES LLC
SEC 8-3337

TD PRIME SERVICES LLC
CRD 1914 · SEC 8-3337

Fund details & source

Fund ID: 805-2212059845
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 1653074 · May 20, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAXIMA FUND I, L.P.Hedge Fund · Last reported Dec 1, 2021$111MGross asset value

Form D fundraising filings

Maxima Fund I, L.P.

Fund administrator HEDGESERV (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer KELSON CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

PERSHING LLC
SEC 8-17574

UBS SECURITIES LLC
SEC 8-22651

KELSON CAPITAL LLC
CRD 149477 · SEC 8-68147

BTIG, LLC
CRD 122225 · SEC 8-65473

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-8575468376
Reported beneficial owners: 15
Minimum commitment: $1M
Form D file number: 021-347239

Form ADV 1579891 · Dec 1, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAXIMA FUND II, L.P.Hedge Fund · Last reported Mar 24, 2022$13.1MGross asset value

Form D fundraising filings

Maxima Fund II, L.P.

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian AXOS BANK SAN DIEGO, California, United States Related to adviser: No

Custodian TD PRIME SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Marketer KELSON CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Prime broker TD PRIME SERVICES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

AXOS BANK
LEI 2549009XZAG1P20YAJ63

TD PRIME SERVICES LLC
SEC 8-3337

KELSON CAPITAL LLC
CRD 149477 · SEC 8-68147

TD PRIME SERVICES LLC
CRD 1914 · SEC 8-3337

Fund details & source

Fund ID: 805-5630217538
Reported beneficial owners: 14
Minimum commitment: $250K
Form D file number: 021-418997

Form ADV 1626253 · Mar 24, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPTIMA VALUE HOLDINGS, L.P.Hedge Fund · Last reported Dec 1, 2021$1.21MGross asset value

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-1459205746
Reported beneficial owners: 2
Minimum commitment: $20K

Form ADV 1579891 · Dec 1, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 20, 2022. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1325 AVENUE OF THE AMERICAS, SUITE 2103
NEW YORK, NY, 10019, United States

CRD 298487

Filing source

Form ADV 1653074 · May 20, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.