Investment adviser · CRD 129367
S&F INVESTMENT ADVISORS
Investment adviser filing (IA)
FOX, ROGER BENNETT
ENCINO, CA, United States · Form ADV filed May 29, 2026
- Regulatory AUM
- $106M Form ADV · Item 5.F
- Client accounts
- 263 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | 54 | $52,174,356 | 49.1% |
| Individuals | 110 | $45,179,023 | 42.5% |
| High-net-worth individuals | 4 | $5,895,336 | 5.5% |
| Pooled investment vehicles | 4 | $3,119,685 | 2.9% |
Filing source
Form ADV 2109779 · May 29, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 29, 2026. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
16633 VENTURA BLVD., 540ENCINO, CA, 91436, United States
CRD 129367
Filing source
Form ADV 2109779 · May 29, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.