Investment adviser · CRD 158625

S BROWN AND ASSOCIATES, LLC

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Jan 25, 2013

Regulatory AUM
$11M
Form ADV · Item 5.F
Client accounts
10
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jan 25, 2013. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

1 MARKET STREET, 36 FLOOR
SAN FRANCISCO, CA, 94105, United States

CRD 158625

Filing source

Form ADV 695420 · Jan 25, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.