Investment adviser · CRD 174286

RUYI CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 25, 2018

Regulatory AUM
$111M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles3$111,159,776100.0%
Filing source

Form ADV 1231342 · Jul 25, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RUYI CAPITAL MASTER FUND, L.P.Hedge Fund · Last reported Jul 25, 2018$111MGross asset value

Feeder funds

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian WEDBUSH SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: No
Custodian WINTRUST FINANCIAL CORPORATION CHICAGO, Illinois, United States Related to adviser: No
Marketer KARBONE CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Marketer KJM SECURITIES, INC. BRONXVILLE, New York, United States Related to adviser: No
Marketer RAINMAKER SECURITIES, LLC ST. LOUIS, Missouri, United States Related to adviser: No
Prime broker SAGETRADER, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

SPICER JEFFRIES LLP
PCAOB 349

KARBONE CAPITAL MARKETS, LLC
CRD 150704 · SEC 8-68285

KJM SECURITIES, INC.
CRD 20277 · SEC 8-38066

RAINMAKER SECURITIES, LLC
CRD 132995 · SEC 8-66667

Fund details & source
Fund ID
805-2415907208
Reported beneficial owners
21
Minimum commitment
$500K
Form D file number
021-224507
Form D file number
021-269544

Form ADV 1231342 · Jul 25, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RUYI CAPITAL PARTNERS, L.P.Hedge Fund · Last reported Mar 17, 2015$19.6MGross asset value

Form D fundraising filings

Ruyi Capital Partners, L.P.

Fund administrator NORTH STREET GLOBAL FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS, LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian WEDBUSH SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: No
Custodian WINTRUST FINANCIAL CORPORATION CHICAGO, Illinois, United States Related to adviser: No
Marketer FOREFRONT CAPITAL MARKETS LLC NEW YORK, New York, United States Related to adviser: No
Marketer WATTS CAPITAL, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker SAGETRADER, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

FOREFRONT CAPITAL MARKETS LLC
CRD 151812 · SEC 801-80131

WATTS CAPITAL, LLC
CRD 150704 · SEC 8-68285

Fund details & source
Fund ID
805-5760328962
Reported beneficial owners
4
Minimum commitment
$500K
Form D file number
021-1617129

Form ADV 892708 · Mar 17, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 25, 2018. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

575 LEXINGTON AVENUE, 4TH FLOOR
NEW YORK, NY, 10022, United States

CRD 174286

Filing source

Form ADV 1231342 · Jul 25, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.