Investment adviser · CRD 145595
RUGGIE WEALTH MANAGEMENT
Investment adviser filing (IA)
RUGGIE CAPITAL GROUP, LLC
TAVARES, FL, United States · Form ADV filed Jun 21, 2020
- Regulatory AUM
- $15.3M Form ADV · Item 5.F
- Client accounts
- 25 Accounts, not individual clients
- Employees
- 15 Reported in this filing
- Advisory professionals
- 11 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 2 | $11,482,155 | 75.3% |
| Corporations & businesses | Fewer than 5 | $1,991,918 | 13.1% |
| Individuals | 18 | $1,022,799 | 6.7% |
| Pooled investment vehicles | 1 | $757,829 | 5.0% |
Filing source
Form ADV 1434187 · Jun 21, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
No detailed fund records are available here. Funds may be referenced under another reporting adviser in Schedule D 7.B.(2); this does not establish that the adviser has no funds.
Services & filing details
Most recent filing: Jun 21, 2020. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Pension consulting · Selection of other advisers · Publication of newsletters
Compensation
Percentage of assets · Hourly · Fixed
Principal office
2100 LAKE EUSTIS DR.TAVARES, FL, 32778, United States
CRD 145595
Filing source
Form ADV 1434187 · Jun 21, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.