Investment adviser · CRD 109934
RTW FINANCIAL ADVISORS INC
Investment adviser filing (IA)
DALLAS, TX, United States · Form ADV filed Jun 22, 2026
- Regulatory AUM
- $581M Form ADV · Item 5.F
- Client accounts
- 521 Accounts, not individual clients
- Employees
- 11 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 85 | $467,902,147 | 80.5% |
| Retirement plans | Fewer than 5 | $69,332,382 | 11.9% |
| Individuals | 93 | $33,962,573 | 5.8% |
| Charities | Fewer than 5 | $9,826,867 | 1.7% |
Filing source
Form ADV 2114686 · Jun 22, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 22, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Commissions
Principal office
5757 ALPHA ROAD, SUITE 700DALLAS, TX, 75240, United States
CRD 109934
Filing source
Form ADV 2114686 · Jun 22, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.