Investment adviser · CRD 112284
ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED
Investment adviser filing (IA)
LONDON, United Kingdom · Form ADV filed Jan 29, 2018
- Regulatory AUM
- $352M Form ADV · Item 5.F
- Client accounts
- 37 Accounts, not individual clients
- Employees
- 18 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Corporations & businesses | 24 | $335,197,757 | 95.2% |
| High-net-worth individuals | 13 | $16,994,130 | 4.8% |
Filing source
Form ADV 1168408 · Jan 29, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 29, 2018. View historical filings
Reported services
Individual portfolio management · Business portfolio management · Publication of newsletters
Compensation
Percentage of assets · Fixed
Principal office
RIVERBANK HOUSE, 2 SWAN LANELONDON, EC4R 3BF, United Kingdom
CRD 112284
Filing source
Form ADV 1168408 · Jan 29, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.