Investment adviser · CRD 160864
ROWLING & ASSOCIATES
Investment adviser filing (IA)
ROWLING AND ASSOCIATES ACCOUNTANCY CORPORATION
SAN DIEGO, CA, United States · Form ADV filed Jun 30, 2020
- Regulatory AUM
- $419M Form ADV · Item 5.F
- Client accounts
- 1,024 Accounts, not individual clients
- Employees
- 15 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 123 | $350,494,301 | 83.7% |
| Individuals | 178 | $66,434,891 | 15.9% |
| Corporations & businesses | Fewer than 5 | $2,014,502 | 0.5% |
Filing source
Form ADV 1441556 · Jun 30, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 30, 2020. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly · Fixed
Principal office
8889 RIO SAN DIEGO DR., STE 202SAN DIEGO, CA, 92108, United States
CRD 160864
Filing source
Form ADV 1441556 · Jun 30, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.