Investment adviser · CRD 285935
ROUND
Investment adviser filing (IA)
ROUND INVESTMENTS LLC
LOS ANGELES, CA, United States · Form ADV filed Mar 25, 2021
- Regulatory AUM
- $6.54M Form ADV · Item 5.F
- Client accounts
- 732 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 732 | $6,536,000 | 100.0% |
Filing source
Form ADV 1518343 · Mar 25, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 25, 2021. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets
Principal office
10850 WILSHIRE BLVD, STE. 1000LOS ANGELES, CA, 90024, United States
CRD 285935
Filing source
Form ADV 1518343 · Mar 25, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.