Investment adviser · CRD 301009

ROTELLA CAPITAL MANAGEMENT, INC.

Investment adviser filing (IA)

BELLEVUE, WA, United States · Form ADV filed Oct 28, 2020

Regulatory AUM
$4.5M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
23
Reported in this filing
Advisory professionals
8
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Other clients1$4,500,000100.0%
Filing source

Form ADV 1455386 · Oct 28, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Oct 28, 2020. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

800 BELLEVUE WAY NE, SUITE 200
BELLEVUE, WA, 98004, United States

CRD 301009

Filing source

Form ADV 1455386 · Oct 28, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.