Investment adviser · CRD 162776

ROTELLA CAPITAL MANAGEMENT, INC.

Investment adviser filing (IA)

BELLEVUE, WA, United States · Form ADV filed Mar 30, 2016

Regulatory AUM
$32.4M
Form ADV · Item 5.F
Client accounts
77
Accounts, not individual clients
Employees
34
Reported in this filing
Advisory professionals
10
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROTELLA MOLINERO MULTISTRAT MASTER FUND LTD.Hedge Fund · Last reported Mar 28, 2013$27.5MGross asset value

Feeder funds

Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator NAV FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States
Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NEWEDGE USA, LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

MORGAN STANLEY & CO. LLC
SEC 8-15869

NEWEDGE USA, LLC
SEC 8-47023

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source
Fund ID
805-6834428144
Reported beneficial owners
3
Minimum commitment
$100K
Form D file number
021-186709

Form ADV 725588 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2016. View historical filings

Reported services

Individual portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

800 BELLEVUE WAY NE, SUITE 200
BELLEVUE, WA, 98004, United States

CRD 162776

Filing source

Form ADV 987012 · Mar 30, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.