Investment adviser · CRD 290118

ROSENWALD CAPITAL MANAGEMENT, INC.

Investment adviser filing (IA)

REDONDO BEACH, CA, United States · Form ADV filed Jun 29, 2026

Regulatory AUM: $248M
Client accounts: 3
Employees: 6
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$158,320,025	63.8%
Charities	1	$89,802,428	36.2%

Filing source

Form ADV 2116276 · Jun 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROSENWALD PARTNERS, L.P.Hedge Fund · Last reported Jun 29, 2026$82.1MGross asset value

Auditor FORVIS MAZARS, LLP NEW YORK, New York, United States

Custodian HAYWOOD SECURITIES (USA) INC. VANCOUVER, BC, Canada Related to adviser: No

Custodian INSPIRA FINANCIAL OAK BROOK, Illinois, United States Related to adviser: No

Custodian J.P. MORGAN PRIVATE BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FORVIS MAZARS, LLP
PCAOB 686

HAYWOOD SECURITIES (USA) INC.
SEC 8-49696

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-4108393611
Reported beneficial owners: 48
Minimum commitment: $0

Form ADV 2116276 · Jun 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KINGS BAY INVESTMENT CO. LTD.Hedge Fund · Last reported Jun 29, 2026$76.2MGross asset value

Fund administrator JTC FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGETOWN, Cayman Islands

Custodian HAYWOOD SECURITIES (USA) INC. VANCOUVER, BC, Canada Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian SHORE CAPITAL LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

HAYWOOD SECURITIES (USA) INC.
SEC 8-49696

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source

Fund ID: 805-6473562159
Reported beneficial owners: 7
Minimum commitment: $0

Form ADV 2116276 · Jun 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MICHAEL 1925 LLCPrivate Equity Fund · Last reported May 3, 2023$58.2MGross asset value

Fund administrator CAYMAN NATIONAL FUND SERVICES LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP JERICHO, New York, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

Fund details & source

Fund ID: 805-6549616967
Reported beneficial owners: 46
Minimum commitment: $0

Form ADV 1759871 · May 3, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EARLE 1927 LLCPrivate Equity Fund · Last reported May 3, 2023$16.7MGross asset value

Fund administrator CAYMAN NATIONAL FUND SERVICES LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP JERICHO, New York, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

Fund details & source

Fund ID: 805-1734426491
Reported beneficial owners: 18
Minimum commitment: $0

Form ADV 1759871 · May 3, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 29, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

121 WEST TORRANCE BLVD., SUITE 100
REDONDO BEACH, CA, 90277, United States

CRD 290118

Filing source

Form ADV 2116276 · Jun 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.