Investment adviser · CRD 140483

ROSENTHAL CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

· Form ADV filed May 9, 2016

Regulatory AUM
$29M
Form ADV · Item 5.F
Client accounts
8
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FORTUNE'S FAVOR I LPHedge Fund · Last reported May 9, 2016$7.46MGross asset value
Fund administrator CORE FUND SOLUTIONS LOS ALTOS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PATKE & ASSOCIATES LINCOLNSHIRE, Illinois, United States
Custodian INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-8437526771
Reported beneficial owners
20
Minimum commitment
$500K
Form D file number
021-88561

Form ADV 1017301 · May 9, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FORTUNE'S FAVOR PRECIOUS METALS LPHedge Fund · Last reported May 9, 2016$1.8MGross asset value
Fund administrator CORE FUND SOLUTIONS LOS ALTOS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PATKE & ASSOCIATES LINCOLNSHIRE, Illinois, United States
Custodian INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-4420326144
Reported beneficial owners
11
Minimum commitment
$250K
Form D file number
021-100362

Form ADV 1017301 · May 9, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FORTUNE'S FAVOR OFFSHORE LTDHedge Fund · Last reported May 9, 2016$970KGross asset value
Fund administrator CORE FUND SOLUTIONS LOS ALTOS, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PATKE & ASSOCIATES LINCOLNSHIRE, Illinois, United States
Custodian INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-1309335546
Reported beneficial owners
1
Minimum commitment
$500K

Form ADV 1017301 · May 9, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 9, 2016. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 140483

Filing source

Form ADV 1017301 · May 9, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.