Investment adviser · CRD 119314
ROSENBERG FINANCIAL GROUP, INC.
Investment adviser filing (IA)
WARNER ROBINS, GA, United States · Form ADV filed Nov 23, 2020
- Regulatory AUM
- $31M Form ADV · Item 5.F
- Client accounts
- 168 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 165 | $28,102,109 | 90.8% |
| High-net-worth individuals | 2 | $2,861,853 | 9.2% |
Filing source
Form ADV 1469744 · Nov 23, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Nov 23, 2020. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
2517 MOODY ROAD, SUITE 100WARNER ROBINS, GA, 31088, United States
CRD 119314
Filing source
Form ADV 1469744 · Nov 23, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.