Investment adviser · CRD 173805
ROSENBAUM FINANCIAL
Investment adviser filing (IA)
ROSENBAUM FINANCIAL, INC.
PORTLAND, OR, United States · Form ADV filed Jun 10, 2021
- Regulatory AUM
- $419M Form ADV · Item 5.F
- Client accounts
- 254 Accounts, not individual clients
- Employees
- 10 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 56 | $203,016,503 | 48.5% |
| Retirement plans | 25 | $140,185,895 | 33.5% |
| Individuals | 171 | $75,101,595 | 17.9% |
| Charities | Fewer than 5 | $220,560 | 0.1% |
Filing source
Form ADV 1546744 · Jun 10, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 10, 2021. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
150 SW HARRISON STREET, SUITE 300PORTLAND, OR, 97201, United States
CRD 173805
Filing source
Form ADV 1546744 · Jun 10, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.