Investment adviser · CRD 161161

ROSEN CAPITAL ADVISORS, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

· Form ADV filed Jan 16, 2024

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROSEN V PARTNERS, LPHedge Fund · Last reported Jan 16, 2024$699KGross asset value

Form D fundraising filings

Rosen V. Partners, LP

Fund administrator PANOPTIC FUND ADMINISTRATION, LLC LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL, LLP LOS ANGELES, California, United States
Custodian ENTERPRISE BANK & TRUST CLAYTON, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL, LLP
PCAOB 410

Fund details & source
Fund ID
805-2499020685
Reported beneficial owners
34
Minimum commitment
$500K
Form D file number
021-274101

Form ADV 1814302 · Jan 16, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSEN V MASTER FUND, LPHedge Fund · Last reported Jan 31, 2020$22.6MGross asset value

Feeder funds

Fund administrator PANOPTIC FUND ADMINISTRATION, LLC LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL, LLP LOS ANGELES, California, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Prime broker LEK SECURITIES CORPORATION NEW YORK, New York, United States
Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL, LLP
PCAOB 410

INTERACTIVE BROKERS CORP.
CRD 117942 · SEC 8-53615

JEFFERIES LLC
CRD 2347 · SEC 8-15074

LEK SECURITIES CORPORATION
CRD 33135 · SEC 8-42152

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

Fund details & source
Fund ID
805-3293351440
Reported beneficial owners
40
Minimum commitment
$500K

Form ADV 1375991 · Jan 31, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSEN HEDGED INDEX FUND LPHedge Fund · Last reported May 31, 2017$15.3MGross asset value
Fund administrator PANOPTIC FUND ADMINISTRATION, LLC SANTA MONICA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER LOS ANGELES, California, United States
Custodian CALIFORNIA BANK & TRUST SANTA MONICA, California, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-8624421894
Reported beneficial owners
97
Minimum commitment
$50K

Form ADV 1119199 · May 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSEN HEDGED INDEX FUND (INSTITUTIONAL), L.P.Hedge Fund · Last reported May 31, 2017$0Gross asset value
Fund administrator PANOPTIC FUND ADMINISTRATION, LLC SANTA MONICA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER LOS ANGELES, California, United States
Custodian CALIFORNIA BANK & TRUST SANTA MONICA, California, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS CORP.
CRD 117942 · SEC 8-53615

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-5287070809
Reported beneficial owners
0
Minimum commitment
$50K

Form ADV 1119199 · May 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 16, 2024. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

CRD 161161

Filing source

Form ADV 1814302 · Jan 16, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.