Investment adviser · CRD 163172

ROSEMONT CAPITAL, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Mar 14, 2016

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROSEMONT OPPORTUNITIES FUND, L.P.Private Equity Fund · Last reported Mar 14, 2016$8.03MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5205696643
Reported beneficial owners
23
Minimum commitment
$50K

Form ADV 989811 · Mar 14, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSEMONT SELECT OPPORTUNITIES IV, L.P.Private Equity Fund · Last reported Mar 14, 2016$2.54MGross asset value
Custodian PERSHING LLC NEW JERSEY, New Jersey, United States Related to adviser: No
Prime broker BNY MELLON CAPITAL MARKETS, LLC PITTSBURGH, Pennsylvania, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PERSHING LLC
SEC 8-17574

BNY MELLON CAPITAL MARKETS, LLC
CRD 17454 · SEC 8-35255

Fund details & source
Fund ID
805-5465123628
Reported beneficial owners
10
Minimum commitment
$50K

Form ADV 989811 · Mar 14, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSEMONT SELECT OPPORTUNITIES II, L.P.Private Equity Fund · Last reported Mar 14, 2016$1.52MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1116309455
Reported beneficial owners
26
Minimum commitment
$250K

Form ADV 989811 · Mar 14, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSEMONT SELECT OPPORTUNITIES III, L.P.Private Equity Fund · Last reported Mar 14, 2016$376KGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1130917872
Reported beneficial owners
6
Minimum commitment
$50K

Form ADV 989811 · Mar 14, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSEMONT SELECT OPPORTUNITIES V, L.P.Private Equity Fund · Last reported May 27, 2014$0Gross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5370864506
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 819447 · May 27, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 14, 2016. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

152 WEST 57TH STREET, 47TH FLOOR
NEW YORK, NY, 10019, United States

CRD 163172

Filing source

Form ADV 989811 · Mar 14, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.