Investment adviser · CRD 161368

ROSEBROOK CAPITAL PARTNERS

Investment adviser filing (IA)

ROSEBROOK CAPITAL PARTNERS LLC

NEW YORK, NY, United States · Form ADV filed Mar 7, 2018

Regulatory AUM: $137M
Client accounts: 4
Employees: 4
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Banks & thrifts	Fewer than 5	$117,900,000	86.1%
Pooled investment vehicles	2	$19,000,000	13.9%

Filing source

Form ADV 1186152 · Mar 7, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROSEBROOK 2017 CO-INVEST I LPHedge Fund · Last reported Mar 7, 2018$10MGross asset value

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Marketer STONEHAVEN, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

STONEHAVEN, LLC
CRD 118913 · SEC 8-53699

Fund details & source

Fund ID: 805-7299979281
Reported beneficial owners: 15
Minimum commitment: $100K

Form ADV 1186152 · Mar 7, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROSEBROOK OPPORTUNITIES FUND LPHedge Fund · Last reported Mar 7, 2018$3.3MGross asset value

Fund administrator CITCO FUND SERVICES JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No

Marketer STONEHAVEN, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

STONEHAVEN, LLC
CRD 118913 · SEC 8-53699

Fund details & source

Fund ID: 805-9551928451
Reported beneficial owners: 11
Minimum commitment: $500K

Form ADV 1186152 · Mar 7, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 7, 2018. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

1 EAST 52ND STREET, 3RD FLOOR
NEW YORK, NY, 10022, United States

CRD 161368

Filing source

Form ADV 1186152 · Mar 7, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.