Investment adviser · CRD 337278
ROSCI LAMB, LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Jan 12, 2026
- Regulatory AUM
- $65M Form ADV · Item 5.F
- Client accounts
- 37 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Corporations & businesses | Fewer than 5 | $43,034,363 | 66.2% |
| High-net-worth individuals | 15 | $21,773,427 | 33.5% |
| Individuals | Fewer than 5 | $165,366 | 0.3% |
Filing source
Form ADV 2040144 · Jan 12, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 12, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
14 WALL ST., STE 2015NEW YORK, NY, 10005, United States
CRD 337278
Filing source
Form ADV 2040144 · Jan 12, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.