Investment adviser · CRD 167665
ROOTSTOCK ADVISORS
Investment adviser filing (IA)
ROOTSTOCK INVESTMENT MANAGEMENT, LLC.
SEWICKLEY, PA, United States · Form ADV filed Mar 27, 2024
- Regulatory AUM
- $496M Form ADV · Item 5.F
- Client accounts
- 191 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 18 | $483,157,348 | 97.4% |
| Charities | Fewer than 5 | $9,544,172 | 1.9% |
| Individuals | 10 | $3,163,659 | 0.6% |
Filing source
Form ADV 1848130 · Mar 27, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 27, 2024. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management
Compensation
Percentage of assets · Fixed
Principal office
2605 NICHOLSON ROAD, BUILDING 5, SUITE 5240SEWICKLEY, PA, 15143, United States
CRD 167665
Filing source
Form ADV 1848130 · Mar 27, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.