Investment adviser · CRD 107853
ROOSEVELT INVESTMENTS
Investment adviser filing (IA)
THE ROOSEVELT INVESTMENT GROUP, LLC
NEW YORK, NY, United States · Form ADV filed Jun 3, 2024
- Regulatory AUM
- $2.69B Form ADV · Item 5.F
- Client accounts
- 1,125 Accounts, not individual clients
- Employees
- 18 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 3,680 | $1,403,271,756 | 52.1% |
| Corporations & businesses | 268 | $726,473,718 | 27.0% |
| High-net-worth individuals | 122 | $312,301,165 | 11.6% |
| Insurance companies | 3 | $156,733,487 | 5.8% |
| Retirement plans | 44 | $67,026,374 | 2.5% |
| Charities | 13 | $26,746,979 | 1.0% |
Filing source
Form ADV 1880867 · Jun 3, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 3, 2024. View historical filings
Reported services
Individual portfolio management · Business portfolio management · Pension consulting
Compensation
Percentage of assets · Fixed
Principal office
101 PARK AVE, SUITE 3100NEW YORK, NY, 10178, United States
CRD 107853
Filing source
Form ADV 1880867 · Jun 3, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.