Investment adviser · CRD 283217
ROOSEVELT CAPITAL MANAGEMENT LLC
Investment adviser filing (IA)
DALLAS, TX, United States · Form ADV filed Mar 19, 2026
- Regulatory AUM
- $1.37B Form ADV · Item 5.F
- Client accounts
- 176 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Government entities | Fewer than 5 | $1,019,546,943 | 74.6% |
| High-net-worth individuals | 45 | $213,162,725 | 15.6% |
| Other investment advisers | 8 | $97,637,936 | 7.1% |
| Charities | Fewer than 5 | $25,892,309 | 1.9% |
| Corporations & businesses | Fewer than 5 | $4,312,700 | 0.3% |
| Individuals | 7 | $3,615,241 | 0.3% |
| Insurance companies | Fewer than 5 | $2,407,651 | 0.2% |
Filing source
Form ADV 2055198 · Mar 19, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 19, 2026. View historical filings
Reported services
Individual portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
5956 SHERRY LANE, SUITE 1650DALLAS, TX, 75225, United States
CRD 283217
Filing source
Form ADV 2055198 · Mar 19, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.