Investment adviser · CRD 290771
ROOD FINANCIAL, LLC
Investment adviser filing (IA)
WOODLAND HILLS, CA, United States · Form ADV filed May 23, 2018
- Regulatory AUM
- $34.4M Form ADV · Item 5.F
- Client accounts
- 98 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 16 | $15,168,920 | 44.0% |
| High-net-worth individuals | 16 | $11,000,000 | 31.9% |
| Retirement plans | 5 | $8,126,579 | 23.6% |
| Charities | Fewer than 5 | $147,684 | 0.4% |
Filing source
Form ADV 1219768 · May 23, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 23, 2018. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed
Principal office
21550 OXNARD ST., SUITE 200WOODLAND HILLS, CA, 91367, United States
CRD 290771
Filing source
Form ADV 1219768 · May 23, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.