Investment adviser · CRD 162896

ROGERS INVESTMENT ADVISORS K.K.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

TOKYO, Japan · Form ADV filed Mar 30, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RIA-1406Hedge Fund · Last reported Mar 30, 2026$30.5MGross asset value

Feeder funds

RIA-1406E
RIA-1406W

Fund administrator APEX FUND SERVICES (HK) LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGETOWN, Cayman Islands

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

Fund details & source

Fund ID: 805-3790273174
Reported beneficial owners: 20
Minimum commitment: $100K
Form D file number: 021-999999

Form ADV 2081856 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIA-1507Hedge Fund · Last reported Mar 30, 2026$5.03MGross asset value

Feeder funds

RIA-0601
RIA-0602

Fund administrator CIBC CARIBBEAN BANK AND TRUST COMPANY (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RANKIN BERKOWER (CAYMAN) LTD GRAND CAYMAN, Cayman Islands

Custodian CIBC CARIBBEAN BANK AND TRUST COMPANY (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5181583753
Reported beneficial owners: 2
Minimum commitment: $100K

Form ADV 2081856 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FSR ANGEL 1 LPSVenture Capital Fund · Last reported Mar 30, 2026$2.01MGross asset value

Auditor SKIP TAX ACCOUNTANT CORP TOKYO, Japan

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-1324571643
Reported beneficial owners: 28
Minimum commitment: $0

Form ADV 2081856 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIA-0901Private Equity Fund · Last reported Mar 31, 2017$15.3MGross asset value

Fund administrator SS&C FUND SERVICES (ASIA) LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands

Custodian CITI FUND SERVICES (ASIA) LIMITED HONG KONG, Hong Kong Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4928881430
Reported beneficial owners: 12
Minimum commitment: $100K
Form D file number: 021-999999

Form ADV 1083941 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIA-1612Hedge Fund · Last reported Apr 1, 2019$9.7MGross asset value

Feeder funds

RIA-1612V

Fund administrator SS&C FUND SERVICES (ASIA) LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CRICKET SQUARE, Cayman Islands

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC HONG KONG, Hong Kong Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker MORGAN STANLEY HONG KONG, Hong Kong

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

MORGAN STANLEY
CRD 149777 · SEC 8-68191

Fund details & source

Fund ID: 805-5889286320
Reported beneficial owners: 10
Minimum commitment: $100K

Form ADV 1304165 · Apr 1, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIA-1503Other Private Fund · Last reported Mar 24, 2021$1.78MGross asset value

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: No
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-9204111247
Reported beneficial owners: 13
Minimum commitment: $20K

Form ADV 1511875 · Mar 24, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIA-1412Other Private Fund · Last reported Apr 1, 2020$401KGross asset value

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: No
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-4623270274
Reported beneficial owners: 7
Minimum commitment: $20K

Form ADV 1410590 · Apr 1, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

32 SHIBA KOEN BUILDING 7F, SHIBAKOEN 3-4-30, MINATO-KU
TOKYO, 105-0011, Japan

CRD 162896

Filing source

Form ADV 2081856 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.