Investment adviser · CRD 108644

ROCKWOOD CAPITAL ADVISORS LLC

Investment adviser filing (IA)

ST. LOUIS, MO, United States · Form ADV filed Mar 29, 2023

Regulatory AUM
$249M
Form ADV · Item 5.F
Client accounts
15
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
5
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Government entities9$214,399,30686.2%
Retirement plans6$34,366,83513.8%
Filing source

Form ADV 1728770 · Mar 29, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROCKWOOD STRATEGIC EQUITY FUND, LLCOther Private Fund · Last reported Dec 14, 2015$2.92MGross asset value
Fund administrator US BANK ST LOUIS, Missouri, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PURK AND ASSOCIATES ST. LOUIS, Missouri, United States
Custodian US BANK ST LOUIS, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4767048437
Reported beneficial owners
3
Minimum commitment
$500K

Form ADV 962397 · Dec 14, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCKWOOD STRATEGIC BOND FUND, LLCOther Private Fund · Last reported Dec 14, 2015$2.46MGross asset value
Fund administrator US BANK ST LOUIS, Missouri, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PURK AND ASSOCIATES ST LOUIS, Missouri, United States
Custodian US BANK ST LOUIS, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9531230648
Reported beneficial owners
4
Minimum commitment
$500K

Form ADV 962397 · Dec 14, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2023. View historical filings

Reported services

Business portfolio management

Compensation

Percentage of assets · Fixed

Principal office

400 CHESTERFIELD CENTER, SUITE 400
ST. LOUIS, MO, 63017, United States

CRD 108644

Filing source

Form ADV 1728770 · Mar 29, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.