Investment adviser · CRD 312768

ROCKWAY ASSET MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

CHICAGO, IL, United States · Form ADV filed May 13, 2022

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROCKWAY DISCRETIONARY MASTER, LPHedge Fund · Last reported May 13, 2022$67.7MGross asset value

Feeder funds

Fund administrator NAV FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM CAYMAN LTD. GRAND CAYMAN, Cayman Islands
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM CAYMAN LTD.
PCAOB 49

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY
CRD 149777 · SEC 8-68191

Fund details & source
Fund ID
805-8422259857
Reported beneficial owners
17
Minimum commitment
$1M
Form D file number
021-318715

Form ADV 1651550 · May 13, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 13, 2022. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

20 WEST KINZIE STREET
CHICAGO, IL, 60654, United States

CRD 312768

Filing source

Form ADV 1651550 · May 13, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.