Investment adviser · CRD 283846

ROCKTOP PARTNERS, LLC

Investment adviser filing (IA)

IRVING, TX, United States · Form ADV filed Mar 29, 2024

Regulatory AUM: $260M
Client accounts: 2
Employees: 18
Advisory professionals: 16

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$260,467,678	100.0%

Filing source

Form ADV 1846632 · Mar 29, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WV-RT EBO ACQUISITION COMPANY, LLCReal Estate Fund · Last reported Mar 29, 2024$255MGross asset value

Fund administrator FA EDGEPOINT FUND SERVICES, LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian COMPUTERSHARE TRUST COMPANY, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Custodian TEXAS CAPITAL BANK DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-7220410509
Reported beneficial owners: 2
Minimum commitment: $100K

Form ADV 1846632 · Mar 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCKTOP MORTGAGE INVESTMENTS I, LLCReal Estate Fund · Last reported Mar 29, 2024$5.13MGross asset value

Fund administrator FA EDGEPOINT FUND SERVICES, LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian TEXAS SECURITY BANK DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-8504382940
Reported beneficial owners: 5
Minimum commitment: $100K

Form ADV 1846632 · Mar 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCKTOP PARTNERS V, LPReal Estate Fund · Last reported Mar 30, 2022$47.4MGross asset value

Fund administrator FA EDGEPOINT SERVICES LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP FORT WORTH, Texas, United States

Custodian TEXAS CAPITAL BANK DALLAS, Texas, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-7207841149
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1619149 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCKTOP PARTNERS II, LPReal Estate Fund · Last reported Mar 30, 2022$22.7MGross asset value

Fund administrator FA EDGEPOINT SERVICES LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP FORT WORTH, Texas, United States

Custodian TEXAS SECURITY BANK FARMER'S BRANCH, Texas, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-5995951177
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1619149 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCKTOP PARTNERS IV, LPReal Estate Fund · Last reported Mar 30, 2022$15.5MGross asset value

Fund administrator FA EDGEPOINT SERVICES LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP FORT WORTH, Texas, United States

Custodian TEXAS SECURITY BANK FARMER'S BRANCH, Texas, United States Related to adviser: No

Custodian WELLS FARGO BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-3980428347
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1619149 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCKTOP PARTNERS VI, LPReal Estate Fund · Last reported Mar 30, 2022$14.8MGross asset value

Fund administrator FA EDGEPOINT SERVICES LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP FORT WORTH, Texas, United States

Custodian TEXAS CAPITAL BANK DALLAS, Texas, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-2845954590
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1619149 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCKTOP PARTNERS I, LPReal Estate Fund · Last reported Mar 29, 2019$1.74MGross asset value

Fund administrator EDGEPOINT FUND SERVICES DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP FORT WORTH, Texas, United States

Custodian ORION FINANCIAL GROUP, INC. SOUTHLAKE, Texas, United States Related to adviser: No

Custodian TEXAS SECURITY BANK FARMER'S BRANCH, Texas, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-1629703558
Reported beneficial owners: 3
Minimum commitment: $100K

Form ADV 1305311 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2024. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1425 GREENWAY DRIVE, SUITE 250
IRVING, TX, 75038, United States

CRD 283846

Filing source

Form ADV 1846632 · Mar 29, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.