Investment adviser · CRD 156778

ROCKMORE CAPITAL, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Mar 28, 2014

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROCKMORE INVESTMENT MASTER FUND LTD.Hedge Fund · Last reported Mar 28, 2014$32.6MGross asset value

Feeder funds

  • ROCKMORE INVESTMENT (INTL) LIMITED
  • ROCKMORE INVESTMENT (US) LP
  • ROCKMORE OFFSHORE VEHICLE LIMITED
  • ROCKMORE (US) VEHICLE LLC
Fund administrator MERIDIAN FUND SERVICES (BERMUDA) LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP NEW YORK, New York, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-9685015581
Reported beneficial owners
26
Minimum commitment
$500K

Form ADV 811555 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HEDGECO HYBRID MASTER FUND, L.P.Hedge Fund · Last reported Feb 8, 2013$6.21MGross asset value

Form D fundraising filings

HedgeCo Hybrid Master Fund L.P.

Feeder funds

  • HEDGECO HYBRID LTD.
Fund administrator G&S FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY LLP NEW YORK, New York, United States
Custodian ABN AMRO CLEARING CHICAGO LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No
Marketer HEDGECO SECURITIES, LLC WEST PALM BEACH, Florida, United States Related to adviser: No
Prime broker ABN AMRO CLEARING CHICAGO LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ABN AMRO CLEARING CHICAGO LLC
SEC 8-34354

HEDGECO SECURITIES, LLC
CRD 142498 · SEC 8-67470

ABN AMRO CLEARING CHICAGO LLC
CRD 14020 · SEC 8-34354

Fund details & source
Fund ID
805-5016255977
Reported beneficial owners
7
Minimum commitment
$100K
Form D file number
021-155567

Form ADV 698192 · Feb 8, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2014. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

150 EAST 58TH STREET, 28TH FLOOR
NEW YORK, NY, 10155, United States

CRD 156778

Filing source

Form ADV 811555 · Mar 28, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.