Investment adviser · CRD 162407
ROCKEFELLER GROUP INVESTMENT MANAGEMENT CORP.
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 26, 2018
- Regulatory AUM
- $115M Form ADV · Item 5.F
- Client accounts
- 1 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 1 | $114,598,501 | 100.0% |
| Individuals | Fewer than 5 | Not reported | Not reported |
| High-net-worth individuals | Fewer than 5 | Not reported | Not reported |
| Banks & thrifts | Fewer than 5 | Not reported | Not reported |
| Retirement plans | Fewer than 5 | Not reported | Not reported |
| Charities | Fewer than 5 | Not reported | Not reported |
| Government entities | Fewer than 5 | Not reported | Not reported |
| Other investment advisers | Fewer than 5 | Not reported | Not reported |
| Insurance companies | Fewer than 5 | Not reported | Not reported |
| Sovereign wealth & foreign institutions | Fewer than 5 | Not reported | Not reported |
| Corporations & businesses | Fewer than 5 | Not reported | Not reported |
Filing source
Form ADV 1187851 · Mar 26, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
1 Private fundThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
ROCKEFELLER GROUP U.S. PREMIER OFFICE FUND LPReal Estate Fund · Last reported Mar 26, 2018$106MGross asset value
Form D fundraising filings
Rockefeller Group U.S. Premier Office Fund LP
Feeder funds
- ROCKEFELLER GROUP U.S. PREMIER OFFICE EXECUTIVE LP
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG
PCAOB 42
JPMORGAN CHASE & CO.
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-1759887563
- Reported beneficial owners
- 45
- Minimum commitment
- $0
- Form D file number
- 021-175850
Form ADV 1187851 · Mar 26, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 26, 2018. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
1221 AVENUE OF THE AMERICASNEW YORK, NY, 10020, United States
CRD 162407
Filing source
Form ADV 1187851 · Mar 26, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.