Investment adviser · CRD 291361

ROCKEFELLER CAPITAL MANAGEMENT

Investment adviser filing (IA)

ROCKEFELLER FINANCIAL LLC

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $99.6B
Client accounts: 95,368
Employees: 1,005
Advisory professionals: 815

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	15,255	$69,361,500,432	69.6%
Individuals	32,546	$12,778,846,116	12.8%
Corporations & businesses	1,295	$9,909,561,029	9.9%
Retirement plans	911	$4,406,919,881	4.4%
Charities	275	$2,400,679,449	2.4%
Insurance companies	3	$470,759,344	0.5%
Government entities	7	$275,220,981	0.3%

Filing source

Form ADV 2083966 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

45 ROCKEFELLER PLAZA, FLOOR 5
NEW YORK, NY, 10111, United States

CRD 291361

Filing source

Form ADV 2083966 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.