Investment adviser · CRD 143486

ROCK MAPLE SERVICES, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 27, 2014

Regulatory AUM
$252M
Form ADV · Item 5.F
Client accounts
59
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROCK MAPLE EQUILIBRIUM TRUSTOther Private Fund · Last reported Mar 27, 2014$92.7MGross asset value
Fund administrator HEDGESERV COMPANY DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PWC (CAYMAN) GRAND CAYMAN, Cayman Islands
Custodian JP MORGAN TRUST (CAYMAN ) LTD GRAND CAYMAN, Cayman Islands Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1746106099
Reported beneficial owners
7
Minimum commitment
$1M

Form ADV 799849 · Mar 27, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCK MAPLE CONCENTRATED ALPHA TRUSTOther Private Fund · Last reported Mar 27, 2014$81.7MGross asset value
Fund administrator HEDGESERV COMPANY DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PWC (CAYMAN) GRAND CAYMAN, Cayman Islands
Custodian JP MORGAN TRUST COMPANY CAYMAND LTD GRAND CAYMAN, Cayman Islands Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7149486756
Reported beneficial owners
1
Minimum commitment
$1M

Form ADV 799849 · Mar 27, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCK MAPLE PARTNERS LPOther Private Fund · Last reported Mar 27, 2014$77.9MGross asset value

Form D fundraising filings

ROCK MAPLE PARTNERS LP

Fund administrator HEDGESERV COMPANY DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PWC (CAYMAN) GRAND CAYMAN, Cayman Islands
Custodian JP MORGAN CHASE BANK NA DALLAS, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2018818335
Reported beneficial owners
53
Minimum commitment
$1M
Form D file number
021-111751

Form ADV 799849 · Mar 27, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2014. View historical filings

Reported services

Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

60 EAST 42ND STREET, SUITE 450
NEW YORK, NY, 10165, United States

CRD 143486

Filing source

Form ADV 799849 · Mar 27, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.