Investment adviser · CRD 322545
ROCK HARBOR PARTNERS LLC
Investment adviser filing (IA)
LARCHMONT, NY, United States · Form ADV filed Mar 27, 2026
- Regulatory AUM
- $2.67B Form ADV · Item 5.F
- Client accounts
- 129 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 62 | $2,551,425,658 | 95.7% |
| Pooled investment vehicles | 1 | $66,649,712 | 2.5% |
| Charities | Fewer than 5 | $47,531,279 | 1.8% |
| Other investment advisers | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 2072913 · Mar 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
No detailed fund records are available here. Funds may be referenced under another reporting adviser in Schedule D 7.B.(2); this does not establish that the adviser has no funds.
Services & filing details
Most recent filing: Mar 27, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management
Compensation
Fixed · Performance-based
Principal office
1865 PALMER AVENUE, SUITE 108LARCHMONT, NY, 10538, United States
CRD 322545
Filing source
Form ADV 2072913 · Mar 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.