Investment adviser · CRD 299150
ROCHESTER WEALTH STRATEGIES, LLC
Investment adviser filing (IA)
ROCHESTER, MI, United States · Form ADV filed Aug 20, 2026
- Regulatory AUM
- $204M Form ADV · Item 5.F
- Client accounts
- 478 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 80 | $169,291,178 | 83.1% |
| Individuals | 60 | $34,345,486 | 16.9% |
| Corporations & businesses | Fewer than 5 | $8,693 | 0.0% |
Filing source
Form ADV 2127076 · Aug 20, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 20, 2026. View historical filings
Reported services
Individual portfolio management · Pension consulting
Compensation
Percentage of assets
Principal office
439 S. MAIN STREET, SUITE 250ROCHESTER, MI, 48307, United States
CRD 299150
Filing source
Form ADV 2127076 · Aug 20, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.