Investment adviser · CRD 326954

ROC360 ADVISORS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 6, 2026

Regulatory AUM: $1.45B
Client accounts: 8
Employees: 41
Advisory professionals: 41

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	8	$1,445,097,551	100.0%

Filing source

Form ADV 2091979 · Apr 6, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROC360 FEEDER I LLCOther Private Fund · Last reported Apr 6, 2026$85.2MGross asset value

Form D fundraising filings

Roc360 Feeder I LLC

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 34

Fund details & source

Fund ID: 805-5583242412
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-490513

Form ADV 2091979 · Apr 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROC360 FEEDER II LPOther Private Fund · Last reported Apr 6, 2026$68.6MGross asset value

Form D fundraising filings

CanAm Northeast Regional Center, LP III

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE NEW YORK, New York, United States

Marketer THALES CAPITAL PARTNERS LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE
PCAOB 34

THALES CAPITAL PARTNERS LLC
CRD 172125 · SEC 8-69498

Fund details & source

Fund ID: 805-6565495201
Reported beneficial owners: 14
Minimum commitment: $0
Form D file number: 021-517795

Form ADV 2091979 · Apr 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROC360 FEEDER III-A LLCOther Private Fund · Last reported Apr 6, 2026$64.7MGross asset value

Form D fundraising filings

Roc360 Feeder III-A LLC

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 34

Fund details & source

Fund ID: 805-6194646424
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-517794

Form ADV 2091979 · Apr 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROC360 FEEDER III-B LPOther Private Fund · Last reported Apr 6, 2026$60.7MGross asset value

Form D fundraising filings

Roc360 Feeder III-B LP

Fund administrator NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE NEW YORK, New York, United States

Marketer CLUB ESTATE AG SEEFELDSTRASSE 287 8008 ZURICH, Switzerland Related to adviser: No

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE
PCAOB 34

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Fund details & source

Fund ID: 805-2933411327
Reported beneficial owners: 5
Minimum commitment: $0
Form D file number: 021-517797

Form ADV 2091979 · Apr 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 6, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

645 MADISON AVENUE, FLOOR 19
NEW YORK, NY, 10022, United States

CRD 326954

Filing source

Form ADV 2091979 · Apr 6, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.