Investment adviser · CRD 160059

ROC RESOURCES, LLC

Investment adviser filing (IA)

PRINCETON, NJ, United States · Form ADV filed Mar 28, 2013

Regulatory AUM
$395M
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
8
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

No detailed fund records are available here. Funds may be referenced under another reporting adviser in Schedule D 7.B.(2); this does not establish that the adviser has no funds.

Services & filing details

Most recent filing: Mar 28, 2013. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

17 HULFISH STREET, SUITE 201
PRINCETON, NJ, 08542, United States

CRD 160059

Filing source

Form ADV 723338 · Mar 28, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.