Investment adviser · CRD 333044
ROC PARTNERS (US) LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Sep 25, 2026
- Regulatory AUM
- $121M Form ADV · Item 5.F
- Client accounts
- 7 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 7 | $121,142,982 | 100.0% |
Filing source
Form ADV 2133782 · Sep 25, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 25, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Not reported in these imported fields
Principal office
230 PARK AVENUE, 3RD & 4TH FLOORSNEW YORK, NY, 10169, United States
CRD 333044
Filing source
Form ADV 2133782 · Sep 25, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.