Investment adviser · CRD 177522

ROC MANAGEMENT (CAYMAN) LIMITED

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

GEORGE TOWN, Cayman Islands · Form ADV filed Sep 10, 2019

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROC ASIA PACIFIC PRIVATE EQUITY FUND III L.P.Private Equity Fund · Last reported Sep 10, 2019$134MGross asset value

Feeder funds

  • ROC ASIA PACIFIC PRIVATE EQUITY FUND III A L.P.
  • ROC ASIA PACIFIC PRIVATE EQUITY FUND III B L.P.
Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SYDNEY, Australia
Custodian CITCO CUSTODY LIMITED ST. JULIAN, Malta Related to adviser: No
Marketer CORONADO INVESTMENTS, LLC RANCHO SANTA FE, California, United States Related to adviser: No
Marketer NETWORK 1 FINANCIAL SECURITIES INC. RED BANK, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 1435

CORONADO INVESTMENTS, LLC
CRD 111992 · SEC 8-53215

NETWORK 1 FINANCIAL SECURITIES INC.
CRD 13577 · SEC 8-29471

Fund details & source
Fund ID
805-7974360106
Reported beneficial owners
15
Minimum commitment
$5M
Form D file number
021-287447

Form ADV 1344985 · Sep 10, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROC ASIA PACIFIC PRIVATE EQUITY FUND II, LPPrivate Equity Fund · Last reported Sep 10, 2019$58.3MGross asset value

Feeder funds

  • ROC ASIA PACIFIC PRIVATE EQUITY OFFSHORE FUND II,LP
Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD SYDNEY, Australia
Custodian CITCO CUSTODY LIMITED ST. JULIAN, Malta Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD
PCAOB 1435

Fund details & source
Fund ID
805-7480904656
Reported beneficial owners
50
Minimum commitment
$5M

Form ADV 1344985 · Sep 10, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROC ASIA PACIFIC CO-INVESTMENT FUND, LPPrivate Equity Fund · Last reported Sep 10, 2019$169KGross asset value

Feeder funds

  • ROC ASIA PACIFIC CO-INVESTMENT OFFSHORE FUND, LP
Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SYDNEY, Australia
Custodian CITCO CUSTODY LIMITED ST. JULIAN, Malta Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1435

Fund details & source
Fund ID
805-1506239259
Reported beneficial owners
7
Minimum commitment
$5M

Form ADV 1344985 · Sep 10, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROC ASIA PACIFIC PRIVATE EQUITY FUND IV L.P.Private Equity Fund · Last reported Sep 10, 2019$0Gross asset value

Feeder funds

  • ROC ASIA PACIFIC EQUITY PRIVATE EQUITY FUND IV A L.P.
  • ROC ASIA PACIFIC EQUITY PRIVATE EQUITY FUND IV B L.P.
  • ROC ASIA PACIFIC PRIVATE EQUITY FUND IV A L.P.
  • ROC ASIA PACIFIC PRIVATE EQUITY FUND IV B L.P
Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD SYDNEY, Australia
Custodian CITCO CUSTODY LIMITED ST JULIAN, Malta Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD
PCAOB 1435

Fund details & source
Fund ID
805-5986420255
Reported beneficial owners
0
Minimum commitment
$500K
Form D file number
021-327793

Form ADV 1344985 · Sep 10, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 10, 2019. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

UGLAND HOUSE,, 121 SOUTH CHURCH STREET
GEORGE TOWN, KY1-1104, Cayman Islands

CRD 177522

Filing source

Form ADV 1344985 · Sep 10, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.