ROARK CAPITAL MANAGEMENT, LLC: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$27,164,109,332	110	Mar 31, 2022
2022	$30,525,816,142	106	Mar 31, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	16	$30,525,816,142	100.0%

Filing source

Form ADV 1731676 · Mar 31, 2023 · Item 5.D

Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

ROARK CAPITAL PARTNERS II SIDECAR LPPrivate Equity Fund$2.95BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Roark Capital Partners II Sidecar LP

Auditor PRICEWATERHOUSE COOPERS LLC ATLANTA, Georgia, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSE COOPERS LLC
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-8070962965
Reported beneficial owners: 90
Minimum commitment: $5M
Form D file number: 021-285996

Form ADV 1731676 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Dec 22, 2022 · previous imported filing

Regulatory AUM$27,164,109,332 → $30,525,816,142
Client accounts15 → 16
Employees110 → 106

Filing source

Form ADV 1731676 · Mar 31, 2023 · Items 1 & 5

Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $30.5B
Non-discretionary: $0

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1180 PEACHTREE STREET NE, SUITE 2500
ATLANTA, GA, 30309-3521, United States

CRD 160368

Filing source

Form ADV 1731676 · Mar 31, 2023 · Items 1 & 5

Reported by ROARK CAPITAL MANAGEMENT, LLC (CRD 160368).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.