Investment adviser · CRD 158138

RMB WEST, LLC

Investment adviser filing (IA)

DENVER, CO, United States · Form ADV filed Nov 17, 2022

Employees: 3
Advisory professionals: 3

Not available in this filing: Regulatory AUM, Client accounts.

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Retirement plans	43	Not reported	Not reported

Filing source

Form ADV 1688950 · Nov 17, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TWIN LAKE TOTAL RETURN PARTNERS QP LPHedge Fund · Last reported Oct 30, 2012$168MGross asset value

Feeder funds

TWIN LAKE TOTAL RETURN PARTNERS QP LTD.

Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLARDREY & PULLEN, LLP CHICAGO, Illinois, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-4558190378
Reported beneficial owners: 150
Minimum commitment: $250K
Form D file number: 021-58574

Form ADV 677333 · Oct 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

1837 PARTNERS LPHedge Fund · Last reported Oct 30, 2012$62.2MGross asset value

Fund administrator NAV CONSULTING INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States

Custodian BNP PARIBAS PRIME BROKERAGE, INC. BOSTON, Massachusetts, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. CHICAGO, Illinois, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source

Fund ID: 805-4341718961
Reported beneficial owners: 75
Minimum commitment: $250K
Form D file number: 021-175636

Form ADV 677333 · Oct 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

1837 PARTNERS QP LPHedge Fund · Last reported Oct 30, 2012$50.8MGross asset value

Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States

Custodian BNP PARIBAS PRIME BROKERAGE, INC. CHICAGO, Illinois, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. CHICAGO, Illinois, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source

Fund ID: 805-5910480137
Reported beneficial owners: 78
Minimum commitment: $250K
Form D file number: 021-175640

Form ADV 677333 · Oct 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TWIN LAKE TOTAL RETURN PARTNERS LPHedge Fund · Last reported Oct 30, 2012$49.1MGross asset value

Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY & PULLEN CHICAGO, Illinois, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-1696536699
Reported beneficial owners: 95
Minimum commitment: $250K
Form D file number: 021-58524

Form ADV 677333 · Oct 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

1837 PARTNERS LTD.Hedge Fund · Last reported Oct 30, 2012$31.5MGross asset value

Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States

Custodian BNP PARIBAS PRIME BROKERAGE, INC. CHICAGO, Illinois, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. CHICAGO, Illinois, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source

Fund ID: 805-4376337379
Reported beneficial owners: 91
Minimum commitment: $250K
Form D file number: 021-175512

Form ADV 677333 · Oct 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 17, 2022. View historical filings

Reported services

Pension consulting

Compensation

Fixed

Principal office

250 FILLMORE STREET, STE 600
DENVER, CO, 80206, United States

CRD 158138

Filing source

Form ADV 1688950 · Nov 17, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.