Investment adviser · CRD 152396
LUCIA CAPITAL GROUP
Investment adviser filing (IA)
LUCIA WEALTH SERVICES, LLC
SAN DIEGO, CA, United States · Form ADV filed Nov 25, 2020
- Regulatory AUM
- $128M Form ADV · Item 5.F
- Client accounts
- 91 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 44 | $98,560,288 | 76.9% |
| Corporations & businesses | 13 | $18,956,196 | 14.8% |
| Individuals | 12 | $5,316,102 | 4.1% |
| Charities | Fewer than 5 | $5,011,263 | 3.9% |
| Retirement plans | Fewer than 5 | $402,762 | 0.3% |
Filing source
Form ADV 1470497 · Nov 25, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Nov 25, 2020. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters
Compensation
Percentage of assets · Hourly · Fixed
Principal office
13520 EVENING CREEK DRIVE, N., SUITE 300SAN DIEGO, CA, 92128, United States
CRD 152396
Filing source
Form ADV 1470497 · Nov 25, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.